Internal controls must be tailored, proportionate, and risk-based — not just a “paper exercise”.
By Erin Brown Jones, Clare Nida, and Matthew Unsworth
Last week, the UK Serious Fraud Office (SFO) published its updated “Guidance on Evaluating a Corporate Compliance Programme” (the Guidance). The agency’s previous guidance was published in 2020 as an
AI’s ability to teach itself borders on metaphysical, so harnessing the benefits of this phenomenon — by both providers and customers — requires thoughtful navigation.
Typically, a provider offers its proprietary algorithms, while the customer brings datasets and maybe a query to run. The AI platform, along with supporting tools, identifies patterns, makes predictions, and generates
The Trump Administration’s tariff policies have unquestionably had an impact on the global economy, as well as on the operations and financial performance of at least some individual companies. However, the overall impact has turned out to be less than economists and other observers feared at the time of President Trump’s “liberation day” announcement
One of the more interesting recent developments in the U.S. corporate arena has been the recent emergence of a DExit movement – that is, the rise of the argument that companies would be better served to move their state of incorporation from Delaware to another state, usually Nevada or Texas. In the following
The Investor Advisory Committee (the “Committee”) of the Securities and Exchange Commission (the “SEC”) will hold a virtual public meeting on December 4, 2025, to discuss corporate governance regulatory reforms and the emergence of tokenization of equity securities. In addition, the Committee will discuss a potential recommendation to the SEC relating to disclosure of the
The New Era of MENA – EU Transactions | Why Cyprus is the Gateway Jurisdiction
Cyprus as the Strategic Jurisdiction Linking MENA and the EU
Cross-border legal and commercial activity between the Middle East and North Africa (MENA) and the European Union has entered
Under new SEC leadership, the Division’s 2026 Examination Priorities reflect a modified approach, following a reevaluation of the Division’s risk-based priorities, and a renewed focus on several traditional risk areas (including Regulation Best Interest, adherence to fiduciary standards of conduct, complex products and the Broker-Dealer Financial Responsibility Rules) as well as continued attention to emerging
In the coroporate law context, a “poison pill” — formally known as a shareholder rights plan — is a corporate defense strategy used to deter hostile takeover attempts. But what if the poison pill is designed to entrench incumbent senior company management rather than to deter unwanted takeover suitors? In the
The U.S. Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) released its 2026 examination priorities on November 17, 2025 (the “2026 Priorities”). As expected from the new leadership, the 2026 Priorities signal less (but still present) focus on private fund advisers and more focus on retail advisers and emerging technologies such as AI
A recent series of U.S. Department of Justice actions highlights the agency’s focus on combatting so-called “pig-butchering” — a type of online financial scam where fraudsters build a long-term relationship with a victim to gain trust and then convince the victim to invest in fake cryptocurrency or trading schemes. In the following guest
