Sallah Astarita

Sallah Astarita Blogs

Blog Authors

Latest from Sallah Astarita

The Securities and Exchange Commission today announced the agenda and panelists for the March 27 roundtable on artificial intelligence in the financial industry.   “I look forward to hearing from the panelists on how emerging technologies,…

More information at SECLaw.com Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at

The Securities and Exchange Commission today announced charges against Rimar Capital USA, Inc. (Rimar USA), Rimar Capital, LLC (Rimar LLC), Itai Liptz, and Clifford Boro for making false and misleading statements about Rimar LLC’s purported use of…

More information at SECLaw.com Read the Full Press Release

Have a securities law question? Call New York Securities

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 6, 2024, at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels: Examining the New…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at

The Securities and Exchange Commission today announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false and misleading statements about their purported use of artificial intelligence (AI).…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.