Global Financial Regulatory Blog

Insights and commentary on financial regulatory issues and developments impacting business and innovation

Latest from Global Financial Regulatory Blog

Key risk areas for SEC registrants include standards of conduct, complex products, cybersecurity, digital engagement, and artificial intelligence.

By Latham & Watkins Investment Funds — Regulatory Strategy, Financial Regulatory, FinTech, and Commodities and Derivatives Regulation & Enforcement practices

On October 21, 2024, the Securities and Exchange Commission’s (SEC) Division of Examinations (the Division)

The white paper examines how generative AI might shape the global derivatives markets, including new opportunities for industry stakeholders.

ISDA Future Leaders in Derivatives (IFLD) is a cohort of emerging leaders in the derivatives space representing financial services institutions, buy- and sell-side firms, and law firms (including Latham & Watkins, represented by associate Naffie Lamin).