The Commission filed on new cases last week. It was based on making false statements to market a new claimed AI product. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: Last week the Commission … This Week In Securities Litigation (Week of April 14, 2025) Read More »
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This Week In Securities Litigation (Week of April 29, 2024)
By T. Gorman
Last week the Commission filed four new enforcement actions. One centered insider trading, another on an offering fraud, a third on the sale of unregistered securities and a final action involved claims about artificial intelligence. The agency also prevailed on … This Week In Securities Litigation (Week of April 29, 2024) Read More »
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Commission Charges CEO of AI Company with Fraud
By T. Gorman
Artificial intelligence is one of the hot topics of the day. Sometimes it seems that it is only the topic. No doubt that will continue, at least until another subject emerges to take its place. Now however, the Commission has … Commission Charges CEO of AI Company with Fraud Read More »
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An Investment Adviser and AI
By T. Gorman
Artificial intelligence is a key topic of conversation these days. From a one-time little discussed idea, it is now being bantered around as if AI were about to take over the world at any moment. There s in fact little … An Investment Adviser and AI Read More »
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