On April 17-19 at Harrah’s Resort in Atlantic City, the New Jersey Association for Justice (NJAJ) will host its annual Boardwalk Seminar, which consists of 29 programs presented for trial attorneys, featuring local, regional, and national speakers.
Below are the programs our Stark & Stark attorneys will be co-chairing and speaking at. Bruce Stern is
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SEC Settles Charges Against Investment Advisers for Misleading AI Claims
Background
On March 18, 2024, the Securities and Exchange Commission announced settled charges against two SEC registered investment advisers for making false and misleading statements about their purported use of artificial intelligence (“AI”). The firms agreed to settle the SEC’s charges and pay $400,000 in total civil penalties.
Cause of Action
One firm’s charges arose…